SEC Form 4 · accession 0001209191-15-006403
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Barton
Officer — Chief Operating Officer
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2015 | F | 700 | $0.00 | D | 210,166 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards vesting as to (i) 1,894 shares on January 22, 2016, (ii) 17,941 shares on each of January 14, 2016 and 2017 and (iii) 50,000 shares on each of October 8, 2015 and 2016.