SEC Form 4 · accession 0001209191-15-006399
WisdomTree, Inc. · WT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Muni
Officer — Chief Financial Officer
Period of report
Jan 14, 2015
Accepted (ET)
Jan 26, 2015 · 1:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 14, 2015 | F | 5,624 | $0.00 | D | 515,161 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- F2Includes restricted stock awards which vest as to (i) 9,011 shares on each of January 22, 2015 and 2016, (ii) 37,500 shares on each of January 25, 2015 and 2016, (iii) 25,000 shares on January 27, 2015, (iv) 14,336 shares on January 14, 2016 and (v) 14,338 shares on January 14, 2017.
Remarks
Exhibit Index: Exhibit 24 Power of Attorney by Amit Muni