SEC Form 4 · accession 0001206774-15-001130
DAEGIS INC. · DAEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan K Conner
Officer — CFO
Period of report
Apr 2, 2015
Accepted (ET)
Apr 3, 2015 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | P | 56 | $0.66 | A | 50,056 | D | |
| Common Stock | Apr 1, 2015 | P | 700 | $0.67 | A | 50,756 | D | |
| Common Stock | Apr 1, 2015 | P | 1,549 | $0.672 | A | 52,305 | D | |
| Common Stock | Apr 1, 2015 | P | 2,251 | $0.68 | A | 54,556 | D | |
| Common Stock | Apr 1, 2015 | P | 3,148 | $0.70 | A | 57,704 | D | |
| Common Stock | Apr 2, 2015 | P | 200 | $0.69 | A | 57,904 | D | |
| Common Stock | Apr 2, 2015 | P | 106 | $0.70 | A | 58,010 | D | |
| Common Stock | Apr 2, 2015 | P | 65 | $0.74 | A | 58,075 | D | |
| Common Stock | Apr 2, 2015 | P | 300 | $0.7455 | A | 58,375 | D | |
| Common Stock | Apr 2, 2015 | P | 5,935 | $0.75 | A | 64,310 | D | |
| Common Stock | holding | — | — | — | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.10 | holding | — | — | — | — | May 29, 2023 | Common Stock | 150,000 | 150,000 | D |
| Stock OptionF2 | $1.28 | holding | — | — | — | — | May 28, 2024 | Common Stock | 81,922 | 231,922 | D |
Explanation of responses
- F1Option granted 05/29/13 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/29/2014 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.
- F2Option granted 05/28/14 pursuant to the 2001 Stock Option Plan with 25% vesting on 05/28/2015 and the remainder vesting monthly as to 1/48th of the subject shares upon completion of each full month of continuous employment with Daegis, Inc. Option is exercisable to the extent vested.