SEC Form 4 · accession 0000908662-17-000210
Perfumania Holdings, Inc. · PERF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Garfinkle
Director
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $24.05 | Oct 11, 2017 | D | 1,000 | D | Jan 31, 2008 | Jan 31, 2018 | Common Stock | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $3.87 | Oct 11, 2017 | D | 1,000 | D | Jan 28, 2009 | Jan 28, 2019 | Common Stock | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $6.42 | Oct 11, 2017 | D | 1,000 | D | Dec 10, 2009 | Dec 10, 2019 | Common Stock | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $8.46 | Oct 11, 2017 | D | 5,000 | D | Oct 8, 2010 | Oct 8, 2020 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $9.82 | Oct 11, 2017 | D | 5,000 | D | Jan 26, 2012 | Jan 26, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $9.26 | Oct 11, 2017 | D | 15,000 | D | Apr 2, 2012 | Apr 2, 2022 | Common Stock | 15,000 | 0 | D |
| Stock Option (Right to Buy) | $5.98 | Oct 11, 2017 | D | 5,000 | D | Jan 10, 2013 | Jan 10, 2023 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $4.75 | Oct 11, 2017 | D | 5,000 | D | Dec 11, 2013 | Dec 11, 2023 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $5.90 | Oct 11, 2017 | D | 5,000 | D | Dec 10, 2014 | Dec 10, 2024 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy) | $3.65 | Oct 11, 2017 | D | 5,000 | D | Dec 7, 2015 | Dec 7, 2025 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1In order to facilitate the reorganization of the issuer under Chapter 11 of the Bankruptcy Code, these securities (which had no value) were cancelled for no consideration upon effectiveness of the issuer's Plan of Reorganization.