SEC Form 4 · accession 0000908662-17-000208
Perfumania Holdings, Inc. · PERF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Katz
Officer — President and CEO · Director
Period of report
Oct 11, 2017
Accepted (ET)
Oct 13, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 11, 2017 | D | 9,127 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.26 | Oct 11, 2017 | D | 150,000 | D | Apr 2, 2012 | Apr 2, 2022 | Common Stock | 150,000 | 0 | D |
| Stock Option (Right to Buy) | $5.60 | Oct 11, 2017 | D | 100,000 | D | Jan 25, 2015 | Jan 25, 2025 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1In order to facilitate the reorganization of the issuer under Chapter 11 of the Bankruptcy Code, these securities (which had no value) were cancelled for no consideration upon effectiveness of the issuer's Plan of Reorganization.