SEC Form 4 · accession 0001615774-16-009021
MISONIX INC · MSON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stavros G. Vizirgianakis
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 21, 2016
Accepted (ET)
Dec 22, 2016 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2016 | M | 11,250 | $6.71 | A | 1,622,328 | D | |
| Common Stock | Dec 21, 2016 | M | 11,250 | $5.81 | A | 1,633,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $6.71 | Dec 21, 2016 | M | 11,250 | D | May 7, 2014 | May 7, 2023 | Common Stock | 11,250 | 3,750 | D |
| Stock Option | $5.81 | Dec 21, 2016 | M | 11,250 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 11,250 | 3,750 | D |