SEC Form 4 · accession 0001615774-16-008964
MISONIX INC · MSON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stavros G. Vizirgianakis
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 9:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | A | 134,000 | $0.00 | A | 1,345,078 | D | |
| Common StockF2 | Dec 15, 2016 | A | 133,000 | $0.00 | A | 1,478,078 | D | |
| Common StockF3 | Dec 15, 2016 | A | 133,000 | $0.00 | A | 1,611,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock vesting in five equal installments on 9/1/2017, 9/1/2018, 9/1/2019. 9/1/2020 and 9/1/2021.
- F2Grant of performance restricted stock vesting based on revenue and stock price thresholds.
- F3Grant of performance restricted stock vesting based on revenue and stock price thresholds.