SEC Form 4 · accession 0001144204-15-062565
MISONIX INC · MSON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Zaremba
Officer — Senior Vice President and CFO
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Oct 30, 2015 | M | 10,000 | $2.96 | A | 116,140 | D | |
| Common Stock, par value $.01 | Oct 30, 2015 | M | 8,750 | $2.19 | A | 124,890 | D | |
| Common Stock, par value $.01 | Oct 30, 2015 | M | 7,500 | $7.67 | A | 132,390 | D | |
| Common Stock, par value $.01 | Oct 30, 2015 | M | 10,000 | $4.68 | A | 142,390 | D | |
| Common Stock, par value $.01 | Oct 30, 2015 | F | 13,867 | $11.04 | D | 128,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.67 | Oct 30, 2015 | M | 7,500 | D | Sep 9, 2015 | Sep 9, 2024 | Common Stock, par value $.01 | 30,000 | 22,500 | D |
| Stock Option (right to buy)F1 | $2.19 | Oct 30, 2015 | M | 8,750 | D | Sep 13, 2012 | Sep 13, 2021 | Common Stock, par value $.01 | 35,000 | 0 | D |
| Stock Option (right to buy)F1 | $2.96 | Oct 30, 2015 | M | 10,000 | D | Sep 11, 2013 | Sep 11, 2022 | Common Stock, par value $.01 | 40,000 | 10,000 | D |
| Stock Option (right to buy)F1 | $4.68 | Oct 30, 2015 | M | 10,000 | D | Sep 10, 2014 | Sep 10, 2023 | Common Stock, par value $.01 | 40,000 | 20,000 | D |
Explanation of responses
- F1Granted pursuant to Issuer's Stock Option Plans.