SEC Form 4 · accession 0001144204-15-007309
MISONIX INC · MSON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Alliger
Other
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | P | 6,000 | $5.42 | A | 64,900 | D | |
| Common Stock | Feb 6, 2015 | S | 1,304 | $13.85 | D | 63,596 | D | |
| Common Stock | Feb 6, 2015 | S | 2,196 | $13.75 | D | 61,400 | D | |
| Common Stock | Feb 6, 2015 | S | 200 | $13.70 | D | 61,200 | D | |
| Common Stock | Feb 6, 2015 | S | 300 | $13.65 | D | 60,900 | D | |
| Common Stock | Feb 6, 2015 | S | 100 | $13.61 | D | 60,800 | D | |
| Common Stock | Feb 6, 2015 | S | 900 | $13.60 | D | 59,900 | D | |
| Common Stock | Feb 6, 2015 | S | 1,000 | $13.55 | D | 58,900 | D | |
| Common Stock | Feb 9, 2015 | P | 3,600 | $5.42 | A | 62,500 | D | |
| Common Stock | Feb 9, 2015 | S | 1,500 | $14.30 | D | 61,000 | D | |
| Common Stock | Feb 9, 2015 | S | 200 | $14.26 | D | 60,800 | D | |
| Common Stock | Feb 9, 2015 | S | 20 | $14.25 | D | 60,780 | D | |
| Common Stock | Feb 9, 2015 | S | 100 | $14.24 | D | 60,680 | D | |
| Common Stock | Feb 9, 2015 | S | 680 | $14.15 | D | 60,000 | D | |
| Common Stock | Feb 9, 2015 | S | 100 | $14.10 | D | 59,900 | D | |
| Common Stock | Feb 9, 2015 | S | 1,000 | $14.00 | D | 58,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.42 | Feb 6, 2015 | M | 6,000 | D | Feb 6, 2008 | Feb 6, 2017 | Common Stock | 15,000 | 6,000 | D |
| Stock Option (right to buy)F1 | $5.42 | Feb 9, 2015 | M | 3,600 | D | Feb 6, 2008 | Feb 6, 2017 | Common Stock | 15,000 | 2,400 | D |
Explanation of responses
- F1Granted pursuant to Issuer's Non-Employee Director Stock Option Plan.