SEC Form 4 · accession 0001398344-19-000222
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | J | 7,292 | $5.0446 | A | 490,547 | D | |
| Common Stock | Dec 28, 2018 | J | 1,971 | $4.8457 | A | 492,518 | D | |
| Common Stock | Jan 2, 2019 | P | 5,600 | $4.9703 | A | 498,118 | D | |
| Common Stock | Jan 3, 2019 | P | 10,400 | $4.99 | A | 508,518 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment