SEC Form 4 · accession 0001398344-18-015333
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Mervin Herzfeld
Officer — President
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2018 | P | 3,500 | $5.8395 | A | 154,035 | D | |
| Common Stock | Oct 24, 2018 | P | 30,000 | $5.7798 | A | 184,035 | D |
Table II — derivative securities
No Table II lines on this filing.