SEC Form 3 · accession 0001398344-18-013701
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas K Morgan
Officer — CCO
Period of report
Sep 10, 2018
Accepted (ET)
Sep 19, 2018 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| The Herzfeld Caribbean Basin Fund, Inc. | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.