SEC Form 4 · accession 0001398344-18-004665
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2018 | P | 2,506 | $7.18 | A | 438,255 | D | |
| Common Stock | Mar 22, 2018 | P | 5,000 | $7.09 | A | 443,255 | D |
Table II — derivative securities
No Table II lines on this filing.