SEC Form 4 · accession 0001398344-18-000563
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Jan 10, 2018
Accepted (ET)
Jan 12, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2018 | P | 1,700 | $7.2109 | A | 404,388 | D | |
| Common Stock | Jan 11, 2018 | P | 7,800 | $7.20 | A | 412,188 | D |
Table II — derivative securities
No Table II lines on this filing.