SEC Form 4 · accession 0001398344-17-016203
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Mervin Herzfeld
Officer — President
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2017 | P | 10,000 | $7.0993 | A | 145,535 | D |
Table II — derivative securities
No Table II lines on this filing.