SEC Form 4 · accession 0001398344-17-015725
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Mervin Herzfeld
Officer — President
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | P | 20,000 | $6.98 | A | 134,435 | D | |
| Common Stock | Dec 8, 2017 | P | 1,100 | $7.03 | A | 135,535 | D |
Table II — derivative securities
No Table II lines on this filing.