SEC Form 4 · accession 0001398344-17-015298
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | P | 610 | $6.9639 | A | 353,488 | D | |
| Common Stock | Nov 28, 2017 | P | 6,510 | $7.02 | A | 359,998 | D | |
| Common Stock | Nov 29, 2017 | P | 9,500 | $7.054 | A | 369,498 | D |
Table II — derivative securities
No Table II lines on this filing.