SEC Form 4 · accession 0001398344-17-003667
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2016 | J | 2,077 | $6.40 | A | 342,186 | D | |
| Common Stock | Mar 15, 2017 | P | 60 | $6.882 | A | 342,246 | D | |
| Common Stock | Mar 16, 2017 | P | 40 | $6.9496 | A | 342,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment