SEC Form 4 · accession 0001398344-17-000654
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Mervin Herzfeld
Officer — President
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | J | 6,397 | $8.4155 | A | 91,180 | D | |
| Common Stock | Jan 17, 2017 | P | 7,037 | $6.4868 | A | 98,217 | D | |
| Common Stock | Jan 18, 2017 | P | 1,218 | $6.48 | A | 99,435 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment