SEC Form 4 · accession 0001398344-17-000589
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2017 | P | 400 | $6.49 | A | 332,783 | D | |
| Common Stock | Jan 13, 2017 | P | 2,326 | $6.49 | A | 335,109 | D | |
| Common Stock | Jan 17, 2017 | P | 2,500 | $6.47 | A | 337,609 | D | |
| Common Stock | Jan 17, 2017 | P | 2,500 | $6.4725 | A | 340,109 | D |
Table II — derivative securities
No Table II lines on this filing.