SEC Form 4 · accession 0001398344-16-022003
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Dec 20, 2016
Accepted (ET)
Dec 22, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | J | 8,491 | $7.85 | A | 328,918 | D | |
| Common Stock | Jan 5, 2016 | J | 2,895 | $6.27 | A | 331,813 | D | |
| Common Stock | Dec 20, 2016 | P | 100 | $6.7283 | A | 331,913 | D | |
| Common Stock | Dec 22, 2016 | P | 310 | $6.8082 | A | 332,223 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment