SEC Form 4 · accession 0001209191-19-005112
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Robinson Smith
Officer — Sr. VP, General Manager EME
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2019 | A | 3,468 | $0.00 | A | 50,289 | D | |
| Common StockF2 | Jan 22, 2019 | A | 35,837 | $0.00 | A | 86,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $64.71 | Jan 22, 2019 | A | 14,600 | A | — | Jan 22, 2026 | Common Stock | 14,600 | 14,600 | D |
Explanation of responses
- F1The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 22, 2020. Each restricted stock unit represents the contingent right to receive one share of common stock.
- F2The reporting person was awarded restricted stock units that will vest 25% on 12/31/2019, 25% on 12/31/2020, 50% on 12/31/2021. Each restricted stock unit represents the contingent right to receive one share of common stock.
- F3Exercisable in four equal annual installments beginning January 22, 2020.