SEC Form 4 · accession 0001209191-18-010763
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Robinson Smith
Officer — Sr. VP, General Manager EME
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2018 | S | 2,567 | $67.7173 | D | 33,431 | D | |
| Common Stock | Feb 14, 2018 | M | 11,400 | $55.23 | A | 44,831 | D | |
| Common Stock | Feb 14, 2018 | M | 3,550 | $43.88 | A | 48,381 | D | |
| Common Stock | Feb 14, 2018 | M | 3,250 | $46.58 | A | 51,631 | D | |
| Common Stock | Feb 14, 2018 | F | 15,247 | $68.61 | D | 36,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $55.23 | Feb 14, 2018 | M | 11,400 | D | — | Jan 22, 2021 | Common Stock | 11,400 | 0 | D |
| Stock Appreciation RightF3 | $43.88 | Feb 14, 2018 | M | 3,550 | D | — | Jan 21, 2022 | Common Stock | 3,550 | 3,550 | D |
| Stock Appreciation RightF4 | $46.58 | Feb 14, 2018 | M | 3,250 | D | — | Jan 26, 2023 | Common Stock | 3,250 | 6,500 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 67.77 to $67.7101 The reporting person undertakes to provide, upon request, full information regarding the numnber of shares sold at each separate price within the range set forth in this footnote.
- F2Exercisable in four equal annual installments beginning January 22, 2015.
- F3Exercisable in four equal annual installments beginning January 21, 2016.
- F4Exercisable in four equal annual installments beginning January 26, 2017.