SEC Form 4 · accession 0001209191-18-009487
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucinda B Smith
Officer — SVP, Global Business Services
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | M | 1,350 | $55.23 | A | 40,774 | D | |
| Common Stock | Feb 9, 2018 | M | 1,675 | $43.88 | A | 42,449 | D | |
| Common Stock | Feb 9, 2018 | M | 1,525 | $46.58 | A | 43,974 | D | |
| Common Stock | Feb 9, 2018 | F | 3,827 | $67.99 | D | 40,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $55.23 | Feb 9, 2018 | M | 1,350 | D | — | Jan 22, 2021 | Common Stock | 1,350 | 0 | D |
| Stock Appreciation RightF2 | $43.88 | Feb 9, 2018 | M | 1,675 | D | — | Jan 21, 2022 | Common Stock | 1,675 | 1,675 | D |
| Stock Appreciation RightF3 | $46.58 | Feb 9, 2018 | M | 1,525 | D | — | Jan 26, 2023 | Common Stock | 1,525 | 3,050 | D |
Explanation of responses
- F1Exercisable in four equal annual installments beginning January 22, 2015.
- F2Exercisable in four equal annual installments beginning January 21, 2016.
- F3Exercisable in four equal annual installments beginning January 26, 2017.