SEC Form 4 · accession 0001209191-17-047272
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Crain
Officer — Sr VP, Gen. Mgr. Americas
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 11,600 | $52.94 | A | 89,322 | D | |
| Common Stock | Aug 1, 2017 | M | 11,800 | $51.84 | A | 101,122 | D | |
| Common Stock | Aug 1, 2017 | M | 8,550 | $55.23 | A | 109,672 | D | |
| Common Stock | Aug 1, 2017 | M | 7,100 | $43.88 | A | 116,772 | D | |
| Common Stock | Aug 1, 2017 | M | 3,250 | $46.58 | A | 120,022 | D | |
| Common Stock | Aug 1, 2017 | F | 35,929 | $71.91 | D | 84,093 | D | |
| Common Stock | Aug 1, 2017 | S | 15,000 | $71.7807 | D | 69,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $52.94 | Aug 1, 2017 | M | 11,600 | D | — | Jan 25, 2019 | Common Stock | 11,600 | 0 | D |
| Stock Appreciation RightF2 | $51.84 | Aug 1, 2017 | M | 11,800 | D | — | Jan 23, 2020 | Common Stock | 11,800 | 0 | D |
| Stock Appreciation RightF3 | $55.23 | Aug 1, 2017 | M | 8,550 | D | — | Jan 22, 2021 | Common Stock | 8,550 | 2,850 | D |
| Stock Appreciation RightF4 | $43.88 | Aug 1, 2017 | M | 7,100 | D | — | Jan 21, 2022 | Common Stock | 7,100 | 7,100 | D |
| Stock Appreciation RightF5 | $46.58 | Aug 1, 2017 | M | 3,250 | D | — | Jan 26, 2023 | Common Stock | 3,250 | 9,750 | D |
Explanation of responses
- F1Exercisable in four equal annual installments beginning January 25, 2013.
- F2Exercisable in four equal annual installments beginning January 23, 2014.
- F3Exercisable in four equal annual installments beginning January 22, 2015.
- F4Exercisable in four equal annual installments beginning January 21, 2016.
- F5Exercisable in four equal annual installments beginning January 26, 2017.