SEC Form 4 · accession 0001209191-17-047267
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Richenhagen
Officer — Chairman, President and CEO · Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2017 | M | 68,000 | $52.94 | A | 607,118 | D | |
| Common Stock | Aug 1, 2017 | M | 78,500 | $51.84 | A | 685,618 | D | |
| Common Stock | Aug 1, 2017 | M | 59,250 | $55.23 | A | 744,868 | D | |
| Common Stock | Aug 1, 2017 | F | 177,858 | $71.91 | D | 567,010 | D | |
| Common StockF1 | holding | — | — | — | 123,584 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $52.94 | Aug 1, 2017 | M | 68,000 | D | — | Jan 25, 2019 | Common Stock | 68,000 | 0 | D |
| Stock Appreciation RightF3 | $51.84 | Aug 1, 2017 | M | 78,500 | D | — | Jan 23, 2020 | Common Stock | 78,500 | 0 | D |
| Stock Appreciation RightF4 | $55.23 | Aug 1, 2017 | M | 59,250 | D | — | Jan 22, 2021 | Common Stock | 59,250 | 19,750 | D |
Explanation of responses
- F1Owned by The Richenhagen Irrevocable Trust - Brigitte Charlotte Anna Richenhagen, Trustee, under agreement dated December 20, 2012. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F2Exercisable in four equal annual installments beginning January 25, 2013.
- F3Exercisable in four equal annual installments beginning January 23, 2014.
- F4Exercisable in four equal annual installments beginning January 22, 2015.