SEC Form 4 · accession 0001209191-17-031856
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Robinson Smith
Officer — Sr. VP, General Manager EME
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 7,100 | $43.88 | A | 41,717 | D | |
| Common Stock | May 10, 2017 | M | 3,250 | $46.58 | A | 44,967 | D | |
| Common Stock | May 10, 2017 | F | 8,313 | $64.37 | D | 36,654 | D | |
| Common Stock | May 12, 2017 | S | 2,037 | $63.91 | D | 34,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $43.88 | May 10, 2017 | M | 7,100 | D | — | Jan 21, 2022 | Common Stock | 7,100 | 7,100 | D |
| Stock Appreciation RightF2 | $46.58 | May 10, 2017 | M | 3,250 | D | — | Jan 26, 2023 | Common Stock | 3,250 | 9,750 | D |
Explanation of responses
- F1Exercisable in four equal annual installments beginning January 21, 2016.
- F2Exercisable in four equal annual installments beginning January 26, 2017.