SEC Form 4 · accession 0001209191-17-010011
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucinda B Smith
Officer — Sr VP Global Business Service
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | F | 589 | $64.32 | D | 31,601 | D | |
| Common Stock | Feb 10, 2017 | M | 3,500 | $52.29 | A | 35,101 | D | |
| Common Stock | Feb 10, 2017 | M | 5,400 | $52.94 | A | 40,501 | D | |
| Common Stock | Feb 10, 2017 | M | 5,700 | $51.84 | A | 46,201 | D | |
| Common Stock | Feb 10, 2017 | M | 4,050 | $55.23 | A | 50,251 | D | |
| Common Stock | Feb 10, 2017 | M | 3,350 | $43.88 | A | 53,601 | D | |
| Common Stock | Feb 10, 2017 | M | 1,525 | $46.58 | A | 55,126 | D | |
| Common Stock | Feb 10, 2017 | F | 20,976 | $64.74 | D | 34,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $52.29 | Feb 10, 2017 | M | 3,500 | D | — | Jan 26, 2018 | Common Stock | 3,500 | 0 | D |
| Stock Appreciation RightF2 | $52.94 | Feb 10, 2017 | M | 5,400 | D | — | Jan 25, 2019 | Common Stock | 5,400 | 0 | D |
| Stock Appreciation RightF3 | $51.84 | Feb 10, 2017 | M | 5,700 | D | — | Jan 23, 2020 | Common Stock | 5,700 | 0 | D |
| Stock Appreciation RightF4 | $55.23 | Feb 10, 2017 | M | 4,050 | D | — | Jan 22, 2021 | Common Stock | 4,050 | 1,350 | D |
| Stock Appreicaiton RightF5 | $43.88 | Feb 10, 2017 | M | 3,350 | D | — | Jan 21, 2022 | Common Stock | 3,350 | 3,350 | D |
| Stock Appreciation RightF6 | $46.58 | Feb 10, 2017 | M | 1,525 | D | — | Jan 26, 2023 | Common Stock | 1,525 | 4,575 | D |
Explanation of responses
- F1Exercisable in four equal annual installments beginning January 26, 2012.
- F2Exercisable in four equal annual installments beginning January 25, 2013.
- F3Exercisable in four equal annual installments beginning January 23, 2014.
- F4Exercisable in four equal annual installments beginning January 22, 2015.
- F5Exercisable in four equal annual installments beginning January 21, 2016.
- F6Exercisable in four equal annual installments beginning January 26, 2017.