SEC Form 4 · accession 0001209191-17-005656
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Richenhagen
Officer — Chairman, President and CEO · Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 24, 2017 | A | 23,460 | $0.00 | A | 502,981 | D | |
| Common StockF3 | holding | — | — | — | 123,584 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $63.47 | Jan 24, 2017 | A | 93,000 | A | — | Jan 24, 2024 | Common Stock | 93,000 | 93,000 | D |
Explanation of responses
- F1The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 24, 2018. Each restricted stock unit represents the contingent right to receive one share of common stock.
- F2Includes 206 shares representing dividend equivalents accrued through the transaction date in the form of additional restricted stock units that vest and are paid at the same time and in the same manner as the underlying restricted stock units originally awarded on January 21, 2015 and reported on Form 4 filed on January 23, 2015.
- F3Owned by The Richenhagen Irrevocable Trust - Brigitte Charlotte Anna Richenhagen, Trustee, under agreement dated December 20, 2012. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F4Exercisable in four equal annual installments beginning January 24, 2018.