SEC Form 4 · accession 0001209191-16-117298
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Richenhagen
Officer — Chairman, President and CEO · Director
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 55,500 | $33.65 | A | 534,815 | D | |
| Common Stock | May 2, 2016 | F | 44,872 | $53.24 | D | 489,943 | D | |
| Common Stock | May 3, 2016 | S | 10,628 | $52.538 | D | 479,315 | D | |
| Common StockF1 | holding | — | — | — | 123,584 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $33.65 | May 2, 2016 | M | 55,500 | D | — | Jan 20, 2017 | Common Stock | 55,500 | 0 | D |
Explanation of responses
- F1Owned by The Richenhagen Irrevocable Trust - Brigitte Charlotte Anna Richanhagen, Trustee, under agreement dated December 20, 2012. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F2Exercisable in four equal annual installments beginning January 20, 2011.