SEC Form 4 · accession 0001209191-16-116384
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mallika Srinivasan
Director · 10% Owner
Period of report
Apr 28, 2016
Accepted (ET)
Apr 29, 2016 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | A | 2,248 | $0.00 | A | 11,282 | D | |
| Common StockF2 | holding | — | — | — | 3,263,321 | I | By TAFE Motors and Tractors Limited | |
| Common StockF3 | holding | — | — | — | 8,886,831 | I | By Tractors and Farm Equipment Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan.
- F2TAFE Motors and Tractors Limited ("TMTL") is a wholly-owned subsidiary of Tractors and Farm Equipment Limited ("TAFE"). The reporting person is an officer of TMTL and is a beneficial owner of certain equity securities of TMTL. The reporting person disclaims beneficial ownership of the shares reported in Column 5 of this row except to the extent of the reporting person's beneficial ownership of equity securities of TMTL, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- F3The reporting person is an officer of TAFE and is a beneficial owner of certain equity securities of TAFE. The reporting person disclaims beneficial ownership of the shares reported in Column 5 of the row except to the extent of the reporting person's beneficial ownership of equity securities of TAFE, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.