SEC Form 4 · accession 0001209191-16-093637
AGCO CORP /DE · AGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucinda B Smith
Officer — Sr VP Global Business Service
Period of report
Jan 26, 2016
Accepted (ET)
Jan 26, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2016 | A | 2,040 | $0.00 | A | 31,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $46.58 | Jan 26, 2016 | A | 6,100 | A | — | Jan 26, 2023 | Common Stock | 6,100 | 6,100 | D |
Explanation of responses
- F1The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 26, 2017. Each restricted stock unit represents the contingent right to receive one share of common stock.
- F2Includes 12 shares representing dividend equivalents accrued through the transaction date in the form of additional restricted stock units that vest and are paid at the same time and in the same manner as the underlying restricted stock units originally awarded on January 21, 2015 and reported on Form 4 filed on January 23, 2015.
- F3Exercisable in four equal annual installments beginning January 26, 2017.