SEC Form 4 · accession 0001437749-18-017795
BIOLARGO, INC. · BLGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis P Calvert
Officer — President · Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2,F1 | Sep 30, 2018 | A | 119,071 | $0.27 | A | 8,505,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,528,695 shares owned indirectly by Reporting Person through a limited liability company owned and controlled by Reporting Person.
- F2Shares received in exchange for a reduction in $32,139 owed by Registrant to Reporting Person for salary and unreimbursed business expenses.
- F3The shares issued are unvested as of the date of grant as set forth in a Lock-Up Agreement dated September 30, 2018.