SEC Form 4 · accession 0000880117-15-000005
SANFILIPPO JOHN B & SON INC · JBSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Sanfilippo
10% Owner
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2015 | M | 2,500 | $7.95 | A | 2,770 | D | |
| Common Stock | Apr 30, 2015 | S | 2,500 | $51.68 | D | 270 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1,F2 | $7.95 | Apr 30, 2015 | M | 2,500 | D | Nov 19, 2008 | Nov 19, 2017 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Reflects options granted pursuant to the John B. Sanfilippo & Son, Inc. 1998 Equity Incentive Plan.
- F2Options become exercisable in four equal annual installments beginning on the date listed provided reporting person remains an employee of the company on such dates. The foregoing exercise installments are cumulative and may be exercised in whole or in part.