SEC Form 4 · accession 0001104659-17-003864
CLAYTON WILLIAMS ENERGY INC /DE · CWEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L. Thomas
Officer — VP & PAO
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Jan 20, 2017 | I | 2,987 | $147.5211 | D | 0 | I | See |
| Common Stock, $.10 par value | holding | — | — | — | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $63.11 | holding | — | — | — | — | Aug 31, 2023 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These shares are held in the Company's 401(k) Plan (the "Plan"). On January 20, 2017, Mr. Thomas disposed of 2,987 shares of Common Stock through the voluntary transfer of investment funds within the Plan.
- F2The option vests in three equal annual installments beginning on August 31, 2017.