SEC Form 4 · accession 0001104659-16-143968
CLAYTON WILLIAMS ENERGY INC /DE · CWEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel L. Lyssy Jr.
Officer — Vice President - Exploration
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Sep 7, 2016 | A | 30,000 | $0.00 | A | 30,000 | D | |
| Common Stock, $.10 par valueF1 | holding | — | — | — | 5,896 | I | See |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $68.34 | Sep 7, 2016 | A | 20,000 | A | — | Sep 7, 2023 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These shares are held in the Company's 401(k) Plan & Trust.
- F2The option vests in three equal annual installments beginning on September 7, 2017.