SEC Form 4 · accession 0001104659-16-142751
CLAYTON WILLIAMS ENERGY INC /DE · CWEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Lyon
Officer — VP - Gas Gathering/Marketing
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Aug 31, 2016 | A | 2,500 | $0.00 | A | 22,044 | D | |
| Common Stock, $.10 par valueF1 | holding | — | — | — | 19,476 | I | see |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Indirect ownership held as follows: 10,000 shares by RCL Properties LLLP in which each of the reporting person and his spouse is a general partner of the partnership that owns the reported securities and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein; 2,500 shares by Ellersly, Inc., a corporation in which Mr. Lyon's family holds all of the common stock and which Mr. Lyon is president and controls the majority of the stock; and 6,976 shares held in the Company's 401(k) Plan and Trust.