SEC Form 4 · accession 0001104659-16-110519
CLAYTON WILLIAMS ENERGY INC /DE · CWEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Lyon
Officer — VP - Gas Gathering/Marketing
Period of report
Apr 6, 2016
Accepted (ET)
Apr 8, 2016 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF1 | Apr 6, 2016 | P | 6,000 | $9.77 | A | 6,000 | I | See footnote |
| Common Stock, $.10 par valueF1 | Apr 6, 2016 | P | 2,000 | $9.8879 | A | 8,000 | I | See footnote |
| Common Stock, $.10 par valueF1 | Apr 6, 2016 | P | 2,000 | $9.9664 | A | 10,000 | I | See footnote |
| Common Stock, $.10 par value | holding | — | — | — | 19,544 | D | ||
| Common Stock, $.10 par valueF2 | holding | — | — | — | 9,292 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each of the reporting person and his spouse is a general partner of RCL Properties LLLP, which owns the reported securities, and the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2Indirect ownership held as follows: 2,500 shares by Ellersly, Inc., a corporation in which Mr. Lyon's family holds all of the common stock and which Mr. Lyon is president and controls the majority of the stock; and 6,792 shares held in the Company's 401(k) Plan and Trust as of April 6, 2016.