SEC Form 4 · accession 0000088000-18-000012
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Neri
Director
Period of report
Aug 28, 2018
Accepted (ET)
Aug 28, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 385 | $0.792 | A | 62,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $0.792 | Aug 28, 2018 | M | 385 | D | — | Jun 3, 2019 | Common Stock | 385 | 27,615 | D |
Explanation of responses
- F1Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable.