SEC Form 4 · accession 0000088000-18-000010
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Laber
Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 24, 2018 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2018 | M | 30,000 | $0.468 | A | 120,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualifed stock option (right to buy)F1 | $0.468 | Jul 23, 2018 | M | 30,000 | D | — | Jul 23, 2018 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The option vested 1/48 of the shares each month after 7/24/2013 and is now fully vested and exercisable.