SEC Form 4 · accession 0000088000-18-000009
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B. Hyman
Officer — Senior Vice President, Sales
Period of report
Jun 28, 2018
Accepted (ET)
Jul 6, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1 | $2.09 | Jun 28, 2018 | A | 25,000 | A | — | Jun 27, 2023 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Option vests 1/48 of the shares each month after 06/28/2018.