SEC Form 4 · accession 0000088000-18-000002
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry J Levine
Officer — Treasurer/CFO/COO · Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 11:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 50,000 | $0.41 | A | 150,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $0.41 | Mar 6, 2018 | M | 50,000 | D | — | Mar 18, 2018 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The option vested 1/48 each month after the date of grant and was fully vested as of 3/18/2017.