SEC Form 4 · accession 0000088000-18-000001
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B. Hyman
Officer — Senior Vice President, Sales
Period of report
Feb 26, 2018
Accepted (ET)
Feb 27, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 35,000 | $0.41 | A | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1 | $0.41 | Feb 26, 2018 | M | 35,000 | D | — | Mar 18, 2018 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1The option vested 1/48 each month after the date of grant and was fully vested as of 3/19/2017.