SEC Form 4 · accession 0000088000-17-000004
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah S Bailey
Director
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $2.25 | Aug 17, 2017 | A | 30,000 | A | — | Aug 16, 2022 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Option vested immediately with respect to 1/2 of the underlying shares and vests with respect to the remaining 1/2 of the underlying shares on the first anniversary of the grant date.