SEC Form 4 · accession 0000088000-16-000013
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon D Garrett
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $1.26 | Nov 18, 2016 | A | 30,024 | A | — | Nov 17, 2021 | Common Stock | 30,024 | 30,024 | D |
Explanation of responses
- F1Option vests 1/36 each month after 11/18/2016.