SEC Form 4 · accession 0000088000-16-000012
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon D Garrett
Director
Period of report
Apr 15, 2016
Accepted (ET)
Apr 15, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2016 | M | 10,533 | $1.25 | A | 40,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $1.25 | Apr 15, 2016 | M | 10,533 | D | — | Aug 30, 2020 | Common Stock | 10,533 | 19,467 | D |
Explanation of responses
- F1Option vests 1/2 on 8/31/2015 and 1/2 on 8/31/2016.