SEC Form 4 · accession 0000088000-15-000008
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry J Levine
Officer — COO/CFO/Treasurer/Secretary · Director
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $1.25 | Aug 31, 2015 | A | 200,000 | A | — | Aug 30, 2025 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Option vests 1/60 of the shares each month after 8/31/2015.