SEC Form 4 · accession 0000088000-15-000004
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon D Garrett
Director
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $1.25 | Aug 31, 2015 | A | 30,000 | A | — | Aug 30, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Option vests 1/2 on 8/31/2015 and 1/2 on 8/31/2016.