SEC Form 4 · accession 0000088000-15-000001
Horizon Kinetics Holding Corp · HKHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Goldstein
Officer — COB/President/CEO · Director · 10% Owner
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088000
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2015 | M | 29,500 | $0.24 | A | 29,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $0.24 | Apr 13, 2015 | M | 29,500 | D | — | May 12, 2015 | Common Stock | 29,500 | 0 | D |
Explanation of responses
- F1Option vests 1/48 of the shares each month after 05/13/2010.