SEC Form 4 · accession 0000892712-16-002008
ARI NETWORK SERVICES INC /WI · ARIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Mortimore
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 6,000 | $1.94 | A | 57,909 | D | |
| Common Stock | Nov 22, 2016 | F | 2,125 | $5.48 | D | 55,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $1.94 | Nov 22, 2016 | M | 6,000 | D | Jul 31, 2008 | Dec 28, 2016 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Represents shares used to satisfy tax withholding in a net exercise transaction.